-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OmqfX/IKvK4OIwu2rArH0qpbQwVI6n4lqlle0dKUIPiA/o1bUp0DVqS9ysFJbZNp AhpgMo2dsEkXR7C58Qj/DA== 0000950135-01-000738.txt : 20010223 0000950135-01-000738.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950135-01-000738 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLTRISTA CORP CENTRAL INDEX KEY: 0000895655 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 351828377 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45375 FILM NUMBER: 1544279 BUSINESS ADDRESS: STREET 1: 5875 CASTLE CREEK PARKWAY, NORTH DRIVE STREET 2: SUITE 440 CITY: INDIANAPOLIS STATE: IN ZIP: 46250-4330 BUSINESS PHONE: 3175775000 MAIL ADDRESS: STREET 1: 5875 CASTLE CREEK PARKWAY, NORTH DRIVE STREET 2: SUITE 440 CITY: INDIANAPOLIS STATE: IN ZIP: 46250-4330 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HIGH ROCK CAPITAL LLC CENTRAL INDEX KEY: 0001098763 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043397165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 28 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177475800 MAIL ADDRESS: STREET 1: 28 STATE STREET STREET 2: 18TH FLOOR CITY: HOUSTON STATE: TX ZIP: 02109 SC 13G/A 1 b38335alsc13ga.txt HIGH ROCK CAPITAL LLC 1 ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: November 30, 1999 Estimated average burden hours per response. . .14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Alltrista Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, without par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 020040101 -------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON High Rock Capital LLC 04-3397165 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF -0- SHARES _______________________________________________ BENEFICIALLY OWNED 6 SHARED VOTING POWER BY -0- EACH _______________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON -0- WITH _______________________________________________ 8 SHARED DISPOSITIVE POWER -0- ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.0% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON* IA ________________________________________________________________________________ 3 Schedule 13G Item 1(a). Name of Issuer: Alltrista Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 5875 Castle Creek Parkway Indianapolis, Indiana 46250-4330 Item 2(a). Names of Persons Filing: High Rock Capital LLC Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of High Rock Capital LLC is 28 State Street, 18th Floor, Boston, MA 02109 Item 2(c). Citizenship: High Rock Capital LLC is a limited liability company organized under the laws of the state of Delaware. Item 2(d). Title of Class of Securities: Common stock, without par value Item 2(e). CUSIP Number: 020040101 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"); (b) [_] Bank as defined in Section 3(a)(6) of the Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940; (e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; 4 (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [_] Item 4. Ownership. (a) Amount Beneficially Owned: High Rock Capital LLC was the record owner of -0- shares as of December 31, 2000. (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: -0- HRC expressly disclaims beneficial ownership of any shares of Alltrista Corporation. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of 12/31/00 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. 5 Not applicable. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2001 HIGH ROCK CAPITAL LLC By: High Rock Capital LLC By: /s/ David L. Diamond ---------------------------- David L. Diamond, President -----END PRIVACY-ENHANCED MESSAGE-----